Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gina? Claim Your ProfileGina Marie Esswein is a financial professional with over 20 years of experience in the industry. Gina is currently registered with Charles Schwab & CO., Inc. in St Louis, MO, but has also held positions with TD Ameritrade, Inc., Scottrade, Inc., and Edward Jones. She holds several licenses and certifications, including Series 7, Series 9, Series 10, Series 24, and the SIE. Gina's specializations include providing financial planning advice, selection of other advisors, and working with wrap fee programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
01/19/2022 - Present
Charles Schwab & CO., Inc. (St Louis MO)
MO
10/21/2017 - 07/29/2024
TD AMERITRADE, INC. (St. Louis MO)
MO
02/19/2015 - 04/30/2018
SCOTTRADE, INC. (ST. LOUIS MO)
MO
08/02/2006 - 03/02/2015
EDWARD JONES (ST LOUIS MO)
MO
05/12/2003 - 07/05/2006
EDWARD JONES (ST LOUIS MO)
BC
Issued 05/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/19/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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