Unclaimed
Gina Rogers is a financial advisor with over 17 years of experience in the financial services industry. Gina is currently registered with Thrivent Investment Management Inc. Gina has held previous positions with Advisors Asset Management, Inc., Morgan Stanley, Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
01/02/2024 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
CO
09/06/2022 - 08/01/2023
ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)
NJ
07/18/2017 - 09/29/2022
MORGAN STANLEY (Lawrenceville NJ)
NY
01/21/2013 - 06/16/2017
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NJ
01/16/2009 - 05/13/2011
UBS FINANCIAL SERVICES INC. (PRINCETON NJ)
NJ
09/24/2004 - 01/22/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
MN
04/22/2004 - 05/12/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/22/2004 - 05/12/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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