Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gina? Claim Your ProfileGina Riccardi is a financial advisor with Morgan Stanley and has been in the industry since November 2005. Gina is registered with the state of Rhode Island and the state of Texas as an Investment Advisor Representative. Gina has a Series 66, Series 7 and SIE license and is a licensed agent in over 20 states. Gina's professional experience includes working for other firms such as A. G. Edwards & Sons, Inc. and Wachovia Securities, LLC. Gina also owns and operates a restaurant in Massachusetts. Gina is committed to providing clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
RI
05/13/2020 - Present
Morgan Stanley (Newport RI)
MA
04/18/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NORTH DARMOUTH MA)
MA
01/01/2008 - 03/07/2008
WACHOVIA SECURITIES, LLC (DARTMOUTH MA)
MA
10/11/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DARTMOUTH MA)
BOTH
Issued 03/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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