Unclaimed
Gina Paxton is a registered representative with Fidelity Brokerage Services LLC. Gina has been in the securities industry since August 1998. Gina is licensed to sell securities in Kentucky, Massachusetts, Ohio, Texas, and Utah. Gina is a Series 7, 9, 10, and 63 licensed professional. Gina holds a Securities Industry Essentials (SIE) license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
08/24/1998 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 09/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/04/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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