Unclaimed
Gina Collette Hartsell is a financial advisor at Carty & Company, Inc. in Little Rock, Arkansas. Gina has been in the industry since 1996 and has a broad range of experience. Gina has Series 7 and Series 63 registrations as well as SIE registration. She is currently registered to offer investment advice in 15 states. Prior to joining Carty & Company, Gina worked at CREWS & ASSOCIATES, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED and STERNE, AGEE & LEACH, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AR
05/09/2022 - Present
Carty & Company, Inc. (Little Rock AR)
AR
06/15/2017 - 05/09/2022
CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)
AR
07/07/2015 - 06/15/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (LITTLE ROCK AR)
AR
10/03/2005 - 07/07/2015
STERNE, AGEE & LEACH, INC. (LITTLE ROCK AR)
TN
04/29/1996 - 10/04/2005
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 05/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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