Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gin yuan? Claim Your ProfileGin yuan Lai is a financial professional with over 5 years of experience in the financial industry. Gin yuan has held positions at several firms, including J.P. Morgan Securities LLC, Citigroup Global Markets Inc., and Charles Schwab & Co., Inc. Gin yuan currently works at Fidelity Brokerage Services LLC. Gin yuan is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, Series 7, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
07/27/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
CA
02/16/2022 - 03/16/2022
J.P. MORGAN SECURITIES LLC (San Francisco CA)
CA
03/24/2021 - 01/04/2022
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
TX
01/12/2018 - 08/05/2020
CHARLES SCHWAB & CO., INC. (Westlake TX)
BC
Issued 01/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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