Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gillian? Claim Your ProfileGillian Peters is a financial advisor with Morgan Stanley, where she has been since July 2015. Gillian is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Gillian is also registered as an Investment Advisor Representative (IAR) in the State of New York and Texas. She has a wide range of experience in the financial industry, including previous experience with Pride Technologies. Gillian holds several industry licenses, including the Series 7TO, Series 9, Series 10, and Series 66, which allow her to provide a variety of financial services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
07/21/2023 - Present
Wealthpenn.comllc (New York NY)
BOTH
Issued 11/12/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/1/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 4/15/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/4/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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