Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gilles? Claim Your ProfileGilles Mulard is an investment advisor representative registered with LPL Financial LLC. Gilles has been in the financial services industry since August 27, 2005. Gilles is registered in multiple states, including California, Connecticut, Florida, Georgia, Maryland, Ohio, Pennsylvania and Texas. Gilles is also registered with the Financial Industry Regulatory Authority (FINRA) and has passed the Series 66, SIE and Series 7 exams. Previous employers include Waddell & Reed and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/21/2021 - Present
LPL Financial LLC (ERIE PA)
PA
03/22/2012 - 07/21/2021
WADDELL & REED (ERIE PA)
PA
09/23/2008 - 04/02/2012
LPL FINANCIAL LLC (ERIE PA)
PA
08/25/2005 - 09/19/2008
UBS FINANCIAL SERVICES INC. (ERIE PA)
BOTH
Issued 09/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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