Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Giles? Claim Your ProfileGiles Timothy greer Nicholson has over 30 years of experience in the financial services industry. Giles is currently registered with Siebert Williams Shank & Co., LLC. Previously, Giles has held positions at UBS FINANCIAL SERVICES INC., UBS SECURITIES LLC, WELLS FARGO SECURITIES, LLC, BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC. and J.P. MORGAN SECURITIES INC.. Giles holds a variety of licenses and certifications including Series 7, Series 24, Series 52TO, Series 53, Series 57TO, Series 79, Series 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/17/2024 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
09/21/2017 - 02/01/2024
UBS FINANCIAL SERVICES INC. (New York NY)
NY
04/20/2021 - 11/03/2023
UBS SECURITIES LLC (NEW YORK NY)
NY
08/25/2011 - 07/26/2017
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
09/22/2008 - 05/25/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/23/2005 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/01/2001 - 01/28/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/17/1990 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 05/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/18/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/14/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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