Unclaimed
Giles Philip Castle is a financial professional with over 16 years of experience in the industry. Giles is currently registered with TP Icap Global Markets Americas LLC. Previously, Giles was associated with CHARDAN CAPITAL MARKETS LLC, MPS GLOBAL SECURITIES, LLC, and MF GLOBAL INC. Giles holds the Series 7 and Series 63 licenses as well as the SIE exam. Giles is registered with the state of Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/04/2019 - Present
TP Icap Global Markets Americas LLC (BOCA RATON FL)
NY
03/06/2012 - 02/04/2019
CHARDAN CAPITAL MARKETS LLC (NEW YORK NY)
NY
01/28/2010 - 03/01/2012
MPS GLOBAL SECURITIES, LLC (NEW YORK NY)
NY
06/29/2006 - 01/29/2010
MF GLOBAL INC. (NEW YORK NY)
BC
Issued 01/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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