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Gilbert Tomas Santos

Pershing LLC

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About Gilbert Tomas Santos

Gilbert Santos is a licensed securities professional with over 20 years of experience in the financial services industry. Gilbert is currently a registered representative with Pershing LLC, and has previously held positions at firms such as Knight Equity Markets, L.P. and HarrisDirect LLC. Gilbert holds several industry licenses, including Series 4, 7, 24, 55, and 63. Gilbert has experience in a variety of areas, including equity trading, municipal securities, and options.

Firm Information

Gilbert Santos is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gilbert Santos’s Registration & Firm History

NJ

07/21/2006 - Present

Pershing LLC (JERSEY CITY NJ)

NJ

01/03/2006 - 07/13/2006

KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)

NJ

12/11/2002 - 12/31/2005

HARRISDIRECT LLC (JERSEY CITY NJ)

NE

12/05/2000 - 12/11/2002

ICLEARING LLC (OMAHA NE)

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Licenses & Designations

BC

Issued 02/23/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2005

Series 4 - Registered Options Principal Examination

BC

Issued 10/04/2004

Series 24 - General Securities Principal Examination

BC

Issued 07/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/04/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gilbert Tomas Santos.
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