Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gilbert? Claim Your ProfileGilbert Chase is a financial advisor who has been in the industry since September 10, 1991. Gilbert Chase is currently registered with LPL Financial LLC in New Jersey, New York and Texas and was previously registered with INVEST FINANCIAL CORPORATION, ING FINANCIAL PARTNERS, INC., AXA ADVISORS, LLC and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/22/2018 - Present
LPL Financial LLC (LATHAM NY)
NY
04/11/2014 - 02/14/2018
INVEST FINANCIAL CORPORATION (latham NY)
NY
12/06/2012 - 04/11/2014
ING FINANCIAL PARTNERS, INC. (ALBANY NY)
NY
07/15/1991 - 10/08/2012
AXA ADVISORS, LLC (POUGHKEEPSIE NY)
NY
07/15/1991 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 04/18/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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