Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gilbert? Claim Your ProfileGilbert Scarborough is a financial advisor registered with Wells Fargo Clearing Services, LLC. Gilbert has been in the industry since 2003 and holds Series 3, 6, 7, and 66 licenses, as well as a SIE. Gilbert offers investment consulting services to institutional clients, provides financial planning services, and specializes in portfolio management for businesses and individuals. Gilbert is also a registered representative of Wells Fargo Clearing Services, LLC. Before working for Wells Fargo Clearing Services, Gilbert worked for J.P. Morgan Securities LLC. Gilbert has a varied history working with various investment companies including Lehman Brothers Inc., Jefferson Pilot Securities Corporation, and Pan-American Financial Advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/20/2022 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
06/24/2011 - 03/12/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/22/2008 - 07/11/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/12/2008 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
IN
04/01/2004 - 10/14/2004
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
LA
03/19/2003 - 04/02/2004
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
BOTH
Issued 04/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2009
Series 3 - National Commodity Futures Examination
BC
Issued 03/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/17/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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