Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gilbert? Claim Your ProfileGilbert Scott Thompson is a registered representative with UBS Financial Services Inc. Gilbert has been in the financial services industry since December 7, 2018 and is licensed in California, Texas, Arizona, Colorado, and Virginia. Gilbert holds Series 7TO, SIE, and Series 66 licenses. Gilbert works with individuals, corporations, high-net-worth clients, charitable organizations, and pension and profit-sharing plans. Gilbert has been associated with Legend Leadership Group LLC since May 2016 and has worked at the University of Florida Foundation since September 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
08/03/2020 - Present
UBS Financial Services Inc. (TUCSON AZ)
BOTH
Issued 03/21/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/14/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gilbert Thompson is the right advisor for you? Invested Better is here to help.
