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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gilbert? Claim Your ProfileGilbert Sanchez is a financial advisor registered with UBS Financial Services Inc. Gilbert is a registered representative and has been working in the industry since 2013. Gilbert is also a registered investment advisor representative. Gilbert holds Series 3, 7, 9, 10, 63 and 66 licenses. Prior to joining UBS Financial Services Inc., Gilbert worked at Comerica Securities and Zecco Trading, Inc. Gilbert has specialized in serving high-net-worth individuals, insurance companies, charitable organizations, corporations or other businesses, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/19/2020 - Present
UBS Financial Services Inc. (LOS ANGELES CA)
CA
11/04/2015 - 11/05/2020
COMERICA SECURITIES (LOS ANGELES CA)
CA
09/06/2013 - 07/21/2015
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
CA
04/11/2012 - 09/28/2012
ZECCO TRADING, INC. (GLENDALE CA)
BOTH
Issued 09/27/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/27/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2014
Series 3 - National Commodity Futures Examination
BC
Issued 04/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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