Unclaimed
Gilbert Hawkins is a financial advisor at LPL Financial LLC. Gilbert has been a registered representative since 1972 and has held numerous registrations with a variety of firms over the years. Gilbert specializes in providing financial planning, portfolio management, and consulting services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/01/2025 - Present
LPL Financial LLC (SANTA ROSA CA)
CA
07/20/2015 - 01/10/2019
QUESTAR CAPITAL CORPORATION (SANTA ROSA CA)
CA
09/08/2009 - 07/23/2015
LPL FINANCIAL LLC (SANTA ROSA CA)
CA
01/02/2009 - 09/08/2009
ASSOCIATED SECURITIES CORP. (SANTA ROSA CA)
CA
12/19/1991 - 12/31/2008
FSC SECURITIES CORPORATION (SANTA ROSA CA)
CA
08/25/1989 - 10/29/1991
FIRST AFFILIATED SECURITIES, INC. (LA JOLLA CA)
NA
08/05/1988 - 08/25/1989
PFG SECURITIES, INC.
NA
12/24/1987 - 08/29/1988
INTEGRATED RESOURCES EQUITY CORPORATION
NA
02/28/1985 - 12/24/1987
FINANCIAL PLANNERS EQUITY CORPORATION
NA
06/19/1973 - 08/16/1985
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
NA
06/19/1973 - 08/05/1985
MONY SECURITIES CORP.
NA
07/11/1972 - 07/04/1973
NA
06/22/1972 - 08/17/1972
BELL SECURITIES CORPORATION
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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