Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gilbert? Claim Your ProfileGilbert Rowland Hess is a registered investment advisor representative in California with over 28 years of experience. He currently works for Citigroup Global Markets Inc., where he is based out of Fountain Valley, California. Gilbert holds multiple Series Licenses: Series 63, 65, 7, 10, 24, and SIE. Previously, Gilbert was registered with Securities Equity Group, Morgan Stanley Smith Barney, Fidelity Brokerage Services, Inc., and Securities America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/18/2012 - Present
Citigroup Global Markets Inc. (Fountain Valley CA)
CA
09/19/2011 - 05/31/2012
SECURITIES EQUITY GROUP (ALISO VIEJO CA)
NY
06/01/2009 - 10/01/2009
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
02/04/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
RI
07/22/1996 - 03/27/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NE
04/20/1990 - 05/09/1995
SECURITIES AMERICA, INC. (LAVISTA NE)
NA
03/20/1990 - 06/07/1990
PW SECURITIES, INC.
IA
Issued 5/3/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/17/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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BOX Exchange LLC
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
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Cboe C2 Exchange, Inc.
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
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NYSE National, Inc.
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Nasdaq BX, Inc.
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Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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