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Gilbert Lloyd Rotchford

Seaport Global Securities LLC

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About Gilbert Lloyd Rotchford

Gilbert Lloyd Rotchford is a financial professional with over 20 years of experience in the securities industry. Gilbert has worked with several firms throughout his career, including Imperial Capital, LLC, Bear, Stearns & Co. Inc., First Albany Capital Inc., Morgan Keegan & Company, Inc., Donaldson, Lufkin & Jenrette Securities Corporation and currently works at Seaport Global Securities LLC. Gilbert holds the Series 7, Series 25, Series 55, Series 63 and SIE licenses and is registered to provide securities services in all 50 states.

Firm Information

Gilbert Rotchford is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gilbert Rotchford’s Registration & Firm History

NY

09/16/2019 - Present

Seaport Global Securities LLC (NEW YORK NY)

NY

06/02/2008 - 09/13/2019

IMPERIAL CAPITAL, LLC (NEW YORK NY)

NY

04/04/2007 - 06/19/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

11/03/2003 - 03/16/2007

FIRST ALBANY CAPITAL INC. (NEW YORK NY)

TN

01/31/2000 - 10/27/2003

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

NY

07/21/1998 - 11/13/1998

E. D. & F. MAN INTERNATIONAL INC. (NEW YORK NY)

NJ

09/17/1996 - 03/20/1998

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/08/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/30/1999

Series 25 - NYSE Trading Assistant Examination

BC

Issued 09/16/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gilbert Lloyd Rotchford.
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