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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gilbert? Claim Your ProfileGilbert Johnson is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Gilbert has been in the industry since May 27, 2021 and is licensed in multiple states, including New Jersey, New York and Texas. Gilbert has passed a total of six exams, including the Series 66, 9, 10, 31, 7TO and SIE exams. Gilbert has a total of 57 approved registrations across state and firm licensing, specializing in various areas of financial advising. Gilbert is also a 50% partner in Happy Photography LLC, a small photography business based in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/02/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
BOTH
Issued 07/09/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/22/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2024
Series 31 - Futures Managed Funds Examination
BC
Issued 05/28/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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