Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gilbert? Claim Your ProfileGilbert Garcia is a financial advisor with over 20 years of experience in the industry. Gilbert is currently registered with LPL Financial LLC in Greendale, WI. Gilbert has held previous positions with BMO HARRIS FINANCIAL ADVISORS, INC., M&I FINANCIAL ADVISORS, INC, U.S. BANCORP INVESTMENTS, INC., FIRST MIDAMERICA INVESTMENT CORPORATION, and FINANCIAL NETWORK INVESTMENT CORPORATION. Gilbert holds multiple licenses and certifications including Series 6, 7, 63, and 65 licenses. Gilbert is also a Registered Representative (RA) with the state of Wisconsin. Gilbert provides a variety of financial services, including financial planning, portfolio management, and consulting. Gilbert serves a variety of clients, including high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
03/24/2021 - Present
LPL Financial LLC (GREENDALE WI)
WI
08/01/2012 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (GREENDALE WI)
WI
02/20/2007 - 08/01/2012
M&I FINANCIAL ADVISORS, INC (GREENDALE WI)
MN
02/23/2004 - 08/02/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MO
06/23/2003 - 12/03/2003
FIRST MIDAMERICA INVESTMENT CORPORATION (ST. JOSEPH MO)
CA
01/08/2003 - 06/19/2003
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MN
07/10/2000 - 11/28/2001
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
IA
Issued 07/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/07/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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