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Gilbert Henry Ramon

Hilltop Securities Inc.

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About Gilbert Henry Ramon

Gilbert Henry Ramon is a financial advisor with over 30 years of experience in the industry. Gilbert is currently registered with Hilltop Securities Inc. in Houston, TX. Gilbert has a strong background in investments and is committed to providing personalized financial advice to help clients achieve their financial goals. Gilbert is also registered in 53 states and territories. Prior to joining Hilltop Securities Inc., Gilbert worked for Cantor Fitzgerald & Co., Wells Fargo Securities, LLC, Wells Fargo Brokerage Services, L.L.C., Chase Securities of Texas, Inc., AGF Investment Corp., American General Securities Incorporated, American Capital Marketing, Inc., and First Investors Corporation.

Firm Information

Gilbert Ramon is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Gilbert Ramon’s Registration & Firm History

TX

10/31/2019 - Present

Hilltop Securities Inc. (Houston TX)

TX

10/17/2016 - 10/24/2019

CANTOR FITZGERALD & CO. (HOUSTON TX)

TX

11/06/2009 - 08/18/2016

WELLS FARGO SECURITIES, LLC (HOUSTON TX)

TX

06/01/2001 - 11/06/2009

WELLS FARGO BROKERAGE SERVICES, L.L.C. (HOUSTON TX)

TX

05/09/1996 - 06/13/2001

CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)

IN

01/01/1995 - 04/24/1996

AGF INVESTMENT CORP. (EVANSVILLE IN)

AZ

03/22/1995 - 04/17/1996

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

NA

01/17/1992 - 11/23/1994

AMERICAN CAPITAL MARKETING, INC.

NJ

04/08/1991 - 01/28/1992

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

BC

Issued 04/09/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1993

Series 7 - General Securities Representative Examination

BC

Issued 04/05/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gilbert Henry Ramon.
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