Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gilbert? Claim Your ProfileGilbert Gordon Garceau is a registered investment advisor representative with UBS Financial Services Inc. Gilbert has been in the industry since 1986 and holds Series 63, SIE and Series 7 licenses. Gilbert is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Connecticut. Gilbert's primary office is located at 8 Wright Street in Westport, CT. Gilbert is also registered with the state of Texas, and has branch offices in Torrington, CT and Westport, CT. Gilbert specializes in providing financial planning, pension consulting and educational seminars for individuals, businesses and charitable organizations. Gilbert also provides portfolio management services for businesses, individuals, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
05/22/2007 - Present
UBS Financial Services Inc. (WESTPORT CT)
NA
05/21/1986 - 09/23/1986
THE STUART-JAMES COMPANY, INC.
BC
Issued 08/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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