Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gilbert? Claim Your ProfileGilbert Fung is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 26 years of experience in the financial services industry. Gilbert holds the Series 63, Series 65, Series 7, Series 9, and Series 10 licenses. Gilbert has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2003 and previously worked with Morgan Stanley DW Inc. and Smith Barney Inc. Gilbert is a Registered Investment Advisor, and offers financial planning, portfolio management, and investment management services to individuals, families, and businesses. Gilbert is committed to providing personalized financial advice and helping his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/31/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BREA CA)
CA
10/30/2003 - 01/03/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BREA CA)
NY
08/18/1998 - 10/31/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/23/1995 - 08/28/1998
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 10/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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