Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gigi? Claim Your ProfileGigi La is a financial advisor with National Financial Services LLC. Gigi has been in the financial services industry since November 13, 2009 and holds the Series 66, Series 7 and SIE licenses. Gigi La is registered with the Financial Industry Regulatory Authority (FINRA) and has a current FINRA broker check report.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/27/2022 - Present
National Financial Services LLC (SAN FRANCISCO CA)
CA
10/26/2021 - 04/19/2022
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
08/28/2018 - 11/02/2020
LPL FINANCIAL LLC (SAN FRANCISCO CA)
CA
05/27/2010 - 11/21/2016
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
CA
07/03/2006 - 10/13/2009
U.S. BANCORP INVESTMENTS, INC. (SAN FRANCISCO CA)
CA
12/14/2005 - 05/17/2006
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 02/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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