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Gideon Agyei Asamoah

UBS Securities LLC

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About Gideon Agyei Asamoah

Gideon Agyei Asamoah is a registered representative with UBS Securities LLC and Credit Suisse Securities (USA) LLC. Gideon Agyei Asamoah has been in the financial services industry since August 5, 2022, and is currently registered in 53 states, the District of Columbia, Puerto Rico and the Virgin Islands. Gideon Agyei Asamoah holds a Series 63, Series 7 and Series 79 license and is a Registered Representative with UBS Securities LLC since March 1, 2024. Gideon Agyei Asamoah is also a Registered Representative with Credit Suisse Securities (USA) LLC since August 6, 2022 and has a Series 63, Series 7 and Series 79 license.

Firm Information

Gideon Asamoah is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gideon Asamoah’s Registration & Firm History

NY

03/01/2024 - Present

UBS Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/18/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/06/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/17/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gideon Agyei Asamoah.
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