Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gianpaolo? Claim Your ProfileGianpaolo Raffo is a registered representative with Spartan Capital Securities, LLC. Gianpaolo holds Series 7TO, SIE, and Series 63 licenses. Gianpaolo is registered to conduct business in New York and New Jersey. Gianpaolo joined Spartan Capital Securities, LLC in May of 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/10/2021 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
BC
Issued 07/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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