Unclaimed
Giannina Allison Sy is a financial advisor with Neuberger Berman BD LLC. Giannina has been in the industry since April 10, 2019. Giannina has held previous roles at DEUTSCHE BANK SECURITIES INC.. Giannina is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
05/26/2023 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
09/13/2014 - 08/30/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BOTH
Issued 05/26/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/25/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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