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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gianni? Claim Your ProfileGianni Abballe is a financial advisor with over 10 years of experience in the industry. Gianni is currently registered with Morgan Stanley and has been with the firm since May 2023. Previously, Gianni worked at UBS Financial Services Inc., from October 2014 to May 2023 and Vanguard Marketing Corporation from October 2013 to October 2014. Gianni holds the Series 7, Series 63, and Series 65 licenses and is a Certified Financial Planner. Gianni is registered to provide advisory services in 34 states and the District of Columbia. Gianni specializes in providing financial planning, portfolio management for individuals, businesses, and investment companies, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
05/18/2023 - Present
Morgan Stanley (Charlotte NC)
NC
10/09/2014 - 05/30/2023
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
10/29/2013 - 10/07/2014
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NY
03/09/2010 - 02/18/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
IA
Issued 11/05/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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