Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gianna? Claim Your ProfileGianna Darlene Drake-kerrison is a financial advisor at UBS Financial Services Inc., with over 40 years of experience in the financial services industry. Gianna began her career in 1983 at Merrill Lynch, Pierce, Fenner & Smith Incorporated, and has since worked at Citigroup Global Markets Inc. and Kidder, Peabody & Co. Incorporated. Gianna holds a Series 7, Series 63 and SIE license. Gianna provides a wide range of financial services, including financial planning, portfolio management for businesses and individuals, pension consulting, selection of other advisors, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/08/2021 - Present
UBS Financial Services Inc. (NEWPORT BEACH CA)
CA
08/06/2003 - 03/17/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COSTA MESA CA)
NY
05/30/1989 - 07/18/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/12/1986 - 06/12/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
05/26/1983 - 10/30/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 05/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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