Unclaimed
Gianna Brielle Bruno is a securities professional with a Series 63, Series 79TO and SIE licenses. Gianna is registered with Smbc Nikko Securities America, Inc. and has been active in the securities industry since October 17, 2023. Gianna is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/18/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 11/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/23/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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