Unclaimed
Gianluca Valentino Penta is a financial advisor registered with Fidelity Brokerage Services LLC. Gianluca has been in the securities industry since April 2023. Gianluca is registered with the following securities licenses: Series 7TO, Series 63 and SIE. Gianluca is also registered as a broker in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
04/03/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 04/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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