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Giang V Nguyen

Citizens JMP Securities, LLC

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About Giang V Nguyen

Giang V Nguyen is a registered representative with Citizens JMP Securities, LLC in Stamford, CT. Giang has been in the industry since September 18, 2003. Giang has Series 7, SIE, and Series 63 licenses. Giang was previously registered with Citizens Capital Markets and SG Americas Securities, LLC.

Firm Information

Giang Nguyen is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Giang Nguyen’s Registration & Firm History

CT

08/01/2023 - Present

Citizens JMP Securities, LLC (STAMFORD CT)

CT

06/14/2022 - 08/01/2023

CITIZENS CAPITAL MARKETS (STAMFORD CT)

NY

04/26/2004 - 05/03/2019

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

03/11/2003 - 04/26/2004

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

08/03/2000 - 03/06/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/10/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Giang V Nguyen.
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