Unclaimed
Giang V Nguyen is a registered representative with Citizens JMP Securities, LLC in Stamford, CT. Giang has been in the industry since September 18, 2003. Giang has Series 7, SIE, and Series 63 licenses. Giang was previously registered with Citizens Capital Markets and SG Americas Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
08/01/2023 - Present
Citizens JMP Securities, LLC (STAMFORD CT)
CT
06/14/2022 - 08/01/2023
CITIZENS CAPITAL MARKETS (STAMFORD CT)
NY
04/26/2004 - 05/03/2019
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
03/11/2003 - 04/26/2004
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
08/03/2000 - 03/06/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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