Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Giang? Claim Your ProfileGiang Thanh Tran is a financial advisor who has been in the industry since 2005. Tran is currently registered with Cetera Investment Advisers LLC. Previously, Tran has been registered with Wells Fargo Clearing Services, LLC, Chase Investment Services Corp., WAMU Investments, Inc. and NYLIFE Securities Inc. Tran has a Series 7, Series 6, Series 63, Series 66 and SIE license. Tran is licensed in 9 states: California, Colorado, Florida, Minnesota, Nevada, New Mexico, Tennessee and Washington. Tran offers investment advisory services for individuals, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (HAYWARD CA)
CA
06/01/2012 - 09/14/2021
WELLS FARGO CLEARING SERVICES, LLC (HAYWARD CA)
CA
05/02/2009 - 06/04/2012
CHASE INVESTMENT SERVICES CORP. (HAYWARD CA)
CA
06/26/2006 - 05/02/2009
WAMU INVESTMENTS, INC. (HAYWARD CA)
NY
01/07/2005 - 03/17/2006
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 2/5/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/7/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/31/2006
Series 7 - General Securities Representative Examination
BC
Issued 1/6/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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