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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Giana? Claim Your ProfileGiana Garofalo is an active investment advisor representative with Morgan Stanley, located in PURCHASE, NY. Giana has been in the financial industry since 1999 and has held previous positions with MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC. Giana has a strong track record of success in the financial industry. Giana is a licensed securities agent, having passed the Uniform Securities Agent State Law Examination in 1997. Giana holds the Series 7, Series 9, Series 10, and Series 52 licenses and the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/01/2009 - Present
Morgan Stanley (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
10/15/1999 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
MI
04/11/1997 - 10/27/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 04/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/02/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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