Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gian-carlo? Claim Your ProfileGian-carlo Laguzza is a securities professional with over 17 years of experience in the financial services industry. Gian-carlo is currently registered with Capella Securities LLC and is licensed to provide securities advice in 19 states, including New York, Connecticut and Florida. Previously, Gian-carlo was employed by BNP Paribas Securities Corp. where he was registered from 2005 to 2020. Gian-carlo holds FINRA Series 7, 63 and SIE licenses, in addition to a Series 79 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/10/2021 - Present
Capella Securities LLC (NEW YORK NY)
NY
05/13/2005 - 10/05/2020
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 02/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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