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Gian-carlo Laguzza

Capella Securities LLC

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About Gian-carlo Laguzza

Gian-carlo Laguzza is a securities professional with over 17 years of experience in the financial services industry. Gian-carlo is currently registered with Capella Securities LLC and is licensed to provide securities advice in 19 states, including New York, Connecticut and Florida. Previously, Gian-carlo was employed by BNP Paribas Securities Corp. where he was registered from 2005 to 2020. Gian-carlo holds FINRA Series 7, 63 and SIE licenses, in addition to a Series 79 license.

Firm Information

Gian-carlo Laguzza is currently registered with Capella Securities LLC. Capella Securities LLC is a Limited Liability Company formed on October 31, 2014. It is registered in 20 states and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gian-carlo Laguzza’s Registration & Firm History

NY

02/10/2021 - Present

Capella Securities LLC (NEW YORK NY)

NY

05/13/2005 - 10/05/2020

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/24/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gian-carlo Laguzza.
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