Unclaimed
Giacomo Novelli is a securities professional who has been in the industry since 2018. Giacomo is currently registered with Peak6 Capital Management LLC. Giacomo previously worked for HARDCASTLE TRADING USA L.L.C.. Giacomo has passed the General Securities Principal Examination, Series 24, the Securities Industry Essentials Examination, SIE, and the Securities Trader Exam, Series 57.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/09/2018 - Present
Peak6 Capital Management LLC (New York NY)
IL
05/07/2021 - 10/04/2021
HARDCASTLE TRADING USA L.L.C. (CHICAGO IL)
BC
Issued 02/28/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2018
Series 57 - Securities Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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