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Giacomo Joseph johnson Novelli

Peak6 Capital Management LLC

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About Giacomo Joseph johnson Novelli

Giacomo Novelli is a securities professional who has been in the industry since 2018. Giacomo is currently registered with Peak6 Capital Management LLC. Giacomo previously worked for HARDCASTLE TRADING USA L.L.C.. Giacomo has passed the General Securities Principal Examination, Series 24, the Securities Industry Essentials Examination, SIE, and the Securities Trader Exam, Series 57.

Firm Information

Giacomo Novelli is currently registered with Peak6 Capital Management LLC. Peak6 Capital Management LLC is a Limited Liability Company formed on August 5, 1997. The firm has been approved for registration with the SEC and has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Giacomo Novelli’s Registration & Firm History

NY

11/09/2018 - Present

Peak6 Capital Management LLC (New York NY)

IL

05/07/2021 - 10/04/2021

HARDCASTLE TRADING USA L.L.C. (CHICAGO IL)

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Licenses & Designations

BC

Issued 02/28/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/05/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2018

Series 57 - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Giacomo Joseph johnson Novelli.
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