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Giacomo Guardavaccaro

Advisors Asset Management, Inc.

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About Giacomo Guardavaccaro

Giacomo Guardavaccaro is a registered representative with Advisors Asset Management, Inc. in Princeton, New Jersey. Giacomo has been in the financial services industry since February 2003. Giacomo has passed the Series 66, Series 24, Series 99TO, Series 7, and SIE exams. Giacomo's current registrations include a registration as a Registered Representative with Advisors Asset Management, Inc., and a registration as an Investment Advisor Representative in New Jersey.

Firm Information

Giacomo Guardavaccaro is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Giacomo Guardavaccaro’s Registration & Firm History

NJ

10/16/2023 - Present

Advisors Asset Management, Inc. (PRINCETON NJ)

NJ

02/27/2003 - 10/23/2023

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 03/28/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/24/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Giacomo Guardavaccaro.
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