Unclaimed
Gia Wright is a financial advisor with over 11 years of experience in the industry. Gia is currently registered with Wells Fargo Securities, LLC, and has been with the firm since 2014. Prior to that, Gia worked at BB&T Investment Services, Inc., UBS Financial Services Inc., and Wells Fargo Advisors, LLC. Gia holds a Series 6, 7, 63, 65, 24 and 79 licenses, and is a registered Principal in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/25/2014 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
03/26/2014 - 09/08/2014
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
03/15/2013 - 03/26/2014
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
01/09/2012 - 02/21/2013
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
IA
Issued 06/27/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/06/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/20/2012
Series 7 - General Securities Representative Examination
BC
Issued 01/06/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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