Unclaimed
Ghazaleh Ebrahimi is a financial advisor with over 20 years of experience. Ghazaleh currently works at Aegis Capital Corp., and previously worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED, STONE & YOUNGBERG LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., CITICORP INVESTMENT SERVICES, CAL FED INVESTMENTS and GLENFED BROKERAGE SERVICES. Ghazaleh is registered in several states including California, Colorado, Hawaii, Idaho, Massachusetts, Nevada, Oregon, and Washington. Ghazaleh holds the following licenses: Series 6, 7, 63, 65 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OR
01/01/2025 - Present
Aegis Capital Corp. (PORTLAND OR)
CA
11/01/2011 - 11/25/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
CA
08/12/2002 - 11/02/2011
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
MA
08/09/2000 - 01/28/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
01/07/2000 - 07/27/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
11/14/1998 - 11/02/1999
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
04/15/1998 - 11/14/1998
GLENFED BROKERAGE SERVICES (GLENDALE CA)
IA
Issued 06/21/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/07/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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