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Ghazaleh Kayvan Ebrahimi

Aegis Capital Corp.

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About Ghazaleh Kayvan Ebrahimi

Ghazaleh Ebrahimi is a financial advisor with over 20 years of experience. Ghazaleh currently works at Aegis Capital Corp., and previously worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED, STONE & YOUNGBERG LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., CITICORP INVESTMENT SERVICES, CAL FED INVESTMENTS and GLENFED BROKERAGE SERVICES. Ghazaleh is registered in several states including California, Colorado, Hawaii, Idaho, Massachusetts, Nevada, Oregon, and Washington. Ghazaleh holds the following licenses: Series 6, 7, 63, 65 and SIE.

Firm Information

Ghazaleh Ebrahimi is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ghazaleh Ebrahimi’s Registration & Firm History

OR

01/01/2025 - Present

Aegis Capital Corp. (PORTLAND OR)

CA

11/01/2011 - 11/25/2020

STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)

CA

08/12/2002 - 11/02/2011

STONE & YOUNGBERG LLC (SAN FRANCISCO CA)

MA

08/09/2000 - 01/28/2002

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

01/07/2000 - 07/27/2000

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

CA

11/14/1998 - 11/02/1999

CAL FED INVESTMENTS (SACRAMENTO CA)

CA

04/15/1998 - 11/14/1998

GLENFED BROKERAGE SERVICES (GLENDALE CA)

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Licenses & Designations

IA

Issued 06/21/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/06/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2000

Series 7 - General Securities Representative Examination

BC

Issued 01/07/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ghazaleh Kayvan Ebrahimi.
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