Unclaimed
Geuris Manuel Pujols is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. located in THE WOODLANDS, TX. Geuris Manuel Pujols has been in the securities industry since August 25, 2008. Geuris Manuel Pujols has passed the Series 6, 7, 63, and 66 exams and holds the SIE. Geuris Manuel Pujols has experience at J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Geuris Manuel Pujols was an employee of JP MORGAN CHASE BANK NA in HOUSTON, TX. Geuris Manuel Pujols is also an investor and 5% owner of LADIPON, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/02/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (THE WOODLANDS TX)
TX
10/01/2012 - 06/03/2023
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
10/26/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
01/22/2008 - 03/22/2010
CHASE INVESTMENT SERVICES CORP. (COLLEGE STATION TX)
BOTH
Issued 12/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2012
Series 7 - General Securities Representative Examination
BC
Issued 01/21/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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