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Gertrude Louise Ornberg

Wells Fargo Securities, LLC

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About Gertrude Louise Ornberg

Gertrude Louise Ornberg has been in the financial services industry since September 17, 1996. Gertrude is currently registered with Wells Fargo Securities, LLC. Gertrude is a Series 7, Series 99TO, and Series 63 licensed professional. Gertrude has also held previous registrations with WELLS FARGO BROKERAGE SERVICES, L.L.C., WHITTLINGER INVESTMENT CORPORATION, AEI INCORPORATED, and DAIN BOSWORTH INCORPORATED.

Firm Information

Gertrude Ornberg is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gertrude Ornberg’s Registration & Firm History

MN

11/06/2009 - Present

Wells Fargo Securities, LLC (MINNEAPOLIS MN)

MN

06/17/1997 - 11/06/2009

WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)

MN

11/18/1996 - 06/04/1997

WHITTLINGER INVESTMENT CORPORATION (MINNEAPOLIS MN)

MN

10/18/1996 - 11/14/1996

AEI INCORPORATED (ST. PAUL MN)

NA

02/20/1995 - 04/05/1995

DAIN BOSWORTH INCORPORATED

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Licenses & Designations

BC

Issued 02/28/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gertrude Louise Ornberg.
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