Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerry? Claim Your ProfileGerry Lee Gauer is a financial advisor with over 20 years of experience in the industry. Gerry has been registered with LPL Financial LLC since 2016 and has previously worked with VOYA Financial Advisors, Inc. and Raymond James Financial Services, Inc. Gerry holds several licenses including Series 6, 7, 24, 63, and 65 and has completed the SIE exam. Gerry is registered in several states including New York, Florida, Texas, Arizona, California, Connecticut, New Jersey, and Vermont. Gerry specializes in providing financial planning, portfolio management, and other advisory services for individuals and businesses. Gerry is also involved in other businesses including Capital Financial Planning, Commercial Rentals, and Cass Hill Realty Partners LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/26/2024 - Present
LPL Financial LLC (ALBANY NY)
NY
01/23/2004 - 08/22/2016
VOYA FINANCIAL ADVISORS, INC. (ALBANY NY)
FL
04/30/2003 - 01/15/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
KS
03/14/2002 - 05/13/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 04/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2003
Series 7 - General Securities Representative Examination
BC
Issued 03/13/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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