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Gerren Hong

Scotia Capital (usa) Inc.

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About Gerren Hong

Gerren Hong is a financial advisor with Scotia Capital (usa) Inc. Gerren Hong has been working in the financial services industry since 2017. Gerren Hong has passed the Series 63, SIE and Series 79 exams. Gerren Hong is registered with FINRA and is licensed in 52 states.

Firm Information

Gerren Hong is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gerren Hong’s Registration & Firm History

NY

03/15/2022 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

02/19/2016 - 01/19/2021

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/04/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gerren Hong.
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