Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gerrad? Claim Your ProfileGerrad Maxwell is an investment advisor representative at RBC Capital Markets, LLC. Gerrad has been in the industry since September 11, 2022. Gerrad's office is located in Leawood, Kansas. Gerrad is registered with the following state regulators: Kansas, Missouri, Iowa, Nebraska, South Dakota and Tennessee. RBC Capital Markets, LLC has been in business since 1971. The firm's main office is in New York, NY. RBC Capital Markets, LLC manages over $259 billion in assets. Gerrad is licensed to offer advisory services and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
10/10/2022 - Present
RBC Capital Markets, LLC (LEAWOOD KS)
BOTH
Issued 10/10/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/25/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
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Cboe C2 Exchange, Inc.
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
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MIAX PEARL, LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
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NYSE National, Inc.
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Nasdaq BX, Inc.
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Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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