Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you German? Claim Your ProfileGerman Tayag Desoto is a financial professional with over 10 years of experience in the industry. German is currently registered with Robinhood Financial, LLC and has been with the firm since January 2022. Prior to joining Robinhood, German held positions at several other firms including GWFS Equities, Inc., Ameriprise Financial Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Scottrade, Inc., and Waddell & Reed, Inc. German holds the Series 66, Series 7, and SIE exams and is licensed to provide financial advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/03/2022 - Present
Robinhood Financial, LLC (Lake Mary FL)
CO
01/13/2021 - 09/14/2021
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CA
05/23/2019 - 01/08/2021
AMERIPRISE FINANCIAL SERVICES, LLC (WOODLAND HILLS CA)
CA
03/02/2017 - 05/30/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VENTURA CA)
CA
09/15/2016 - 02/27/2017
SCOTTRADE, INC. (OXNARD CA)
CA
11/30/2012 - 08/30/2016
FIDELITY BROKERAGE SERVICES LLC (SANTA BARBARA CA)
CA
06/23/2010 - 09/24/2010
WADDELL & REED, INC. (STOCKTON CA)
BOTH
Issued 09/04/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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