Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you German? Claim Your ProfileGerman Soto is a financial advisor with J.P. Morgan Securities LLC. German has been in the financial services industry since 2015. German holds Series 6, 7, 63, 65, SIE, and 6TO licenses and has experience working with high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. German is registered to provide investment advice in Connecticut, California, New Jersey, and New York. German previously worked at NYLife Securities LLC and David Lerner Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
06/15/2021 - Present
J.p. Morgan Securities LLC (LOS ANGELES CA)
NY
05/17/2016 - 11/17/2016
DAVID LERNER ASSOCIATES, INC. (WHITE PLAINS NY)
NY
04/14/2015 - 03/21/2016
NYLIFE SECURITIES LLC (NEW WINDSOR NY)
IA
Issued 10/10/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/17/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/14/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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