Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you German? Claim Your ProfileGerman Mora is an investment advisor representative at Ernst & Young Investment Advisers LLP. German has been in the industry since 2006. German has an active Iowa registration and an inactive broker-dealer registration. German is also a registered investment advisor representative for Gagni Wealth Management LLC in Texas. German has experience working with insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisors, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. German has a series 66, Series 7, and SIE. German is a specialist in retirement planning, portfolio management, and financial planning. German is also involved in insurance sales with Robert A Brandon Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
FL
10/31/2023 - Present
Ernst & Young Investment Advisers LLP (Orlando FL)
GA
05/14/2021 - 12/23/2021
SAN BLAS SECURITIES LLC (ATLANTA GA)
FL
06/28/2019 - 03/09/2021
INTERCAM SECURITIES, INC. (MIAMI FL)
FL
08/29/2017 - 06/28/2019
MORA WM SECURITIES (MIAMI FL)
FL
11/29/2016 - 02/24/2017
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
TX
01/21/2015 - 12/02/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN ANTONIO TX)
TX
05/16/2013 - 11/24/2014
BBVA SECURITIES INC. (SAN ANTONIO TX)
TX
06/24/2011 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (SAN ANTONIO TX)
FL
09/07/2007 - 09/15/2009
CP CAPITAL SECURITIES (MIAMI FL)
FL
07/19/2006 - 05/25/2007
UBS FINANCIAL SERVICES INC. (MIAMI FL)
BOTH
Issued 08/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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