Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Germaine? Claim Your ProfileGermaine Louise Broussard is a financial advisor with over 25 years of experience in the financial services industry. Germaine has a Series 7, Series 63, and Series 65 licenses. Germaine has been registered with Arete Wealth Advisors, LLC since February 2017, and previously held positions at Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Germaine has experience providing a range of financial services to individual and institutional clients. Germaine's experience and expertise help clients build a solid financial foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
VA
04/04/2017 - Present
Arete Wealth Advisors, LLC (Vienna VA)
VA
06/01/2009 - 02/08/2017
MORGAN STANLEY (MCLEAN VA)
VA
12/07/1995 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MCLEAN VA)
IA
Issued 08/26/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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