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Germaine Kari Woods

THE Leaders Group, Inc.

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About Germaine Kari Woods

Germaine Kari Woods is a financial advisor with The Leaders Group, Inc. Germaine has been in the industry since 2007. Germaine holds the Series 6, SIE, and Series 63 licenses. Germaine is registered in California. Previously, Germaine has worked with Lincoln Investment, MMC Securities Corp., and Interlink Securities Corp.

Firm Information

Germaine Woods is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Germaine Woods’s Registration & Firm History

CO

01/03/2017 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CA

11/29/2012 - 12/31/2016

LINCOLN INVESTMENT (WOODLAND HILLS CA)

CA

10/11/2010 - 08/31/2012

MMC SECURITIES CORP. (WOODLAND HILLS CA)

CA

01/02/2007 - 11/03/2010

INTERLINK SECURITIES CORP. (WOODLAND HILLS CA)

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Licenses & Designations

BC

Issued 10/06/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Germaine Kari Woods.
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