Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Germaine? Claim Your ProfileGermaine Harris is an investment professional with over 20 years of experience in the financial services industry. Germaine has held various roles at reputable financial institutions such as Fidelity Investments, Sanford C. Bernstein & Co., LLC, and JPMorgan Institutional Investments Inc. Germaine is currently registered with LPL Financial LLC as a Registered Representative and Investment Advisor Representative. Germaine specializes in providing financial planning, portfolio management, and consulting services to individuals, businesses, and institutions. Germaine is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
05/12/2022 - Present
LPL Financial LLC (CHICAGO IL)
IL
09/30/2019 - 03/23/2022
SANFORD C. BERNSTEIN & CO., LLC (CHICAGO IL)
IL
09/04/2015 - 04/30/2019
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CHICAGO IL)
IL
01/18/2013 - 07/31/2015
FIDELITY BROKERAGE SERVICES LLC (CHICAGO IL)
NY
01/03/2011 - 10/17/2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
OH
01/30/2001 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
IL
02/23/1999 - 12/31/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MA
02/23/1999 - 03/26/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 12/28/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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